News and Articles

C. Michael Carty – Independent Evaluation of DTC’s New Decision-Assistance Technology to Serve Clients’ Best Interests

A recent advance in investment decision-assistance technology promises to reduce the conflicts of interest targeted by new regulations and judicial rulings, mitigate increasing compliance cost pressures, and better match consumers’ investment preferences. The process and its applications are described with a critical view towards evaluating its efficacy in this new regulatory, competitive, and economic environment…

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WAGNER LAW GROUP OPINION OF COUNSEL REGARDING DTC’S PATENTENTED TECHNOLOGY​

A recent advance in investment decision-assistance technology promises to reduce the conflicts of interest targeted by new regulations and judicial rulings, mitigate increasing compliance cost pressures, and better match consumers’ investment preferences. The process and its applications are described with a critical view towards evaluating its efficacy in this new regulatory, competitive, and economic environment…

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